Wealth & Risk

FMA

  1. 10 June 2026

    The FMA has questions for everyone but itself (or: here we go again, with banks and financial advice...)

    The FMA's access to advice report says some good things. But a report that urges banks deeper into advice without acknowledging the risks, and that critiques sector conservatism without any acknowledg…

  2. 9 May 2025

    My submission relating to the FMA’s access to advice review

    I recently made a submission to the FMA's access to advice review. The Financial Markets Conduct Act 2013 isn't just about regulating advice — it also includes a purpose to ensure the availability of…

  3. 21 February 2020

    The regulator shouldn’t be funded by those it regulates

    My submission on FMA funding: the regulator shouldn't be mostly funded by the industry it regulates. That setup invites regulatory capture and muddles who the FMA is actually working for.

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